Any person (including the alien him/herself) may file an
I-140 Petition on behalf of an alien who has extraordinary
ability in the sciences, arts, education, business, or athletics.
This category is reserved for a very small percentage of individuals
who have risen to the top of their field of endeavor. Their
abilities must have been demonstrated by sustained national
or international acclaim in their field, and they must be coming
to the U.S. to work in their field of recognized acclaim, although
no job offer or labor certification is required at the time
of filing the I-140 petition. Documentary evidence that must
be filed in support of the petition must include either evidence
of a one-time, major, internationally recognized award such
as a Nobel Peace Prize, or Academy Award, or at least three
of the following:
Documentation that the alien has received lesser nationally
or internationally recognized prizes or awards for excellence
in his/her field of endeavor.
Evidence of the alien's membership in associations
in the field for which the classification is sought
which require outstanding achievements of their
members, as judged by recognized national or international
experts in their disciplines of fields.
Published material about the alien in professional
or major trade publications or other major media
relating to the aliens work in the field for which
classification is sought. Such evidence shall include
the title, date, and author of the material, and
any necessary translation;
Evidence of the alien's participation, either
individually or on a panel, as a judge of the work
of other in the same or an allied filed for which
classification is sought;
Evidence of the alien's original scientific,
scholarly, artistic, athletic, or business- related
contributions of major significance in the field;
Evidence of the alien's authorship of scholarly
articles in the field, in professional or major
trade publications or other major media;
Evidence of the display of the alien's work in
the field at artistic exhibition or showcases;
Evidence that the alien has performed in a leading
or critical role for organizations or establishments
that have a distinguished reputation;
Evidence that the alien has commanded a high
salary or other significantly high remuneration
for services in relation to others in the field;
or
Evidence of commercial successes in the performing
arts, as shown by box office receipts, or record,
cassette, compact disk, or video sales
If the above standards do not readily apply to the alien's
occupation, the petitioner may submit comparable evidence to
establish the alien's eligibility for permanent residence.
An I-140 petition may be filed by certain U.S. employers
who intend to employ an alien professor or researcher who is
outstanding in an academic field. The employer must be (1)
a U.S. university or institution of higher learning offering
the alien a tenured or tenured-tack teaching position in the
alien's academic field; or (2) a U.S. university or institute
of higher learning offering the alien a permanent research
position in the alien's academic field; or (3) a department,
division, or institute of a private employer offering the alien
a permanent research position in the alien's academic field.
The department, division, or institute must demonstrate
that is employs at least three persons full-time in research
positions, and that it has achieved documented accomplishments
in an academic field. As stated above, the job offer must
be permanent in nature, which means that is must be either
tenured, tenured-track, or for an indefinite or unlimited
duration in which the employee would ordinarily have an
expectation of continued employment, unless there was good
cause for the termination of his employment.
Although a job offer is required in this category, obtaining
an approved Labor Certification application is not required.
The job offer is simply submitted in the form of a letter
from the U.S. employer, and must include the name, title,
and address of the writer, and a specific description of
the job duties.
The evidence that must be submitted with the I-140 petition
must clearly document that the professor or researcher
is recognized internationally as outstanding in his/her
academic field. The evidence must consist of at least two
of the following:
Documentation of the alien's receipt of major prizes
or awards for outstanding achievement in the academic
field;
Documentation of the alien's membership in association
in the academic field which require outstanding
achievements of their members;
Published material in professional publications
written by others about the alien's work in the
academic field; (The material must include the
title, date, and author of the material, and must
be accompanied by an English translation if it
is written in foreign language.)
Evidence of the alien's participation, either
individually or on a panel, as the judge of the
work of others in the same or an allied academic
field;
Evidence of the alien's original scientific or
scholarly research contributions to the academic
field; or
Evidence that the alien has written scholarly
books or articles in scholarly journals with international
circulation in his/her academic field.
The professor or researcher must have at least three years
experience in teaching and/or research in the academic field.
Experience grained while working on an advanced degree is acceptable
only if the alien was granted the degree. If his/her experience
was in teaching, then he/she must have had full responsibility
of the class(s) taught. If his/her experience was in research,
then the research must have been recognized as outstanding
academic field. The evidence of the alien's experience must
be in the form of a letter or letters from the alien's current
or former employer(s), and must include the name, address,
and title of the author, and a detailed description of the
duties performed by the alien.
A U.S. employer, which is a multinational business, or the
U.S. subsidiary or affiliate of a multinational business may
file I-140 Petitions on behalf of alien employees who qualify
under INS definitions as executives or managers as set forth
below.
A "multinational business" is one which conducts
business in two or more countries, one of which is the
U.S. The U.S. employer must have been doing business for
a least one year.
If the alien is outside the U.S., he/she must have been
employed outside the U.S. for at least one year in the
past three years in a managerial or executive capacity
by a firm or corporation or other legal entity, or by its
affiliate or subsidiary. If the alien is already in the
U.S. working for the same employer, or a subsidiary, or
affiliate of the firm or corporation or other legal entity
by which the alien was employed abroad, he/she must have
been employed by the entity abroad in a managerial or executive
capacity for at least one year in the three years preceding
his/her entry as a nonimmigrant.
No Labor Certification is required, however the U.S. employer
must furnish a job offer letter which indicates that the
alien will be employed in an executive or managerial capacity,
and clearly describes the duties to be performed by the
alien.
To qualify as an executive, the alien must primarily direct
the management of the organization, or a major component
of function of the organization. He/she will establish
the goals and policies of the organization, component,
or function, exercising wide latitude in discretionary
decision-making, while receiving only general supervision
from higher level executives, the board of directors, or
stockholders of the organization.
A "manager" manages the organization, or department,
subdivision, function, or component of the organization.
The management of employees is not essential to qualify
for classification in this category. The alien may supervise
and control the work of other supervisory, professional,
or managerial employees, or mange as essential function
within the organization, or a department or subdivision
of the organization. If he/she directly supervises other
employees, the alien must have the authority to hire and
fire, or to recommend other personnel actions such as promotions,
or leave authorization. If the alien dies not directly
supervise other employees, then he/she must perform at
a senior level within the organization, or with respect
to the function managed, exercising direction over the
day-to-day operations of his/her assigned activities. Afirst
line supervisor cannot be considered a manager unless the
employees he/she supervises are professionals.
The only evidence initially required to be submitted with
the petition is a financial statement and letter from an
authorized official of the U.S. employer which demonstrates
that the U.S. employer has been doing business for a least
one year. The U.S. employer must be the same employer,
or a subsidiary, or affiliate of the firm, or corporation
by which the alien was employed overseas in a managerial
or executive capacity for at least one year in the previous
three years immediately preceding the filing of the petition.
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